$15,000,000
Sales Agent
At-The-Market Offering
NASDAQ: NXTD
January 2019
$25,000,000
Sales Agent
At-The-Market Offering
NASDAQ: OPTT
January 2019
$300,000,000
Financial Advisor
SPAC Merger
NASDAQ: PHUN
December 2018
$15,525,000
Underwriter
Follow-On Offering
NASDAQ: MOTS
December 2018
$15,875,000
Sole Book-Running Manager
Follow-On Offering
NASDAQ: TNXP
December 2018
$25,000,000
Sales Agent
At-The-Market Offering
NASDAQ: EARS
November 2018
$50,000,000
Joint Placement Agent
Senior Secured Credit Facility
November 2018
$13,800,000
Sole Book-Running Manager
Follow-On Offering
NASDAQ: HTBX
November 2018
$10,000,000
Sole Book-Running Manager
Follow-On & Uplisting
NASDAQ: CREX
November 2018
$90,000,000
Sales Agent
At-The-Market Offering
NYSE: MUX
November 2018
$52,000,000
Joint Book-Running Manager
Follow-On Offering
NASDAQ: NBEV
November 2018
$18,600,000
Sole Book-Running Manager
Follow-On Offering
NYSE: SYN
October 2018
$20,000,000
Lead Placement Agent
Private Placement
-
September 2018
$37,500,000
Co-Manager
Follow-On Offering
NASDAQ: ROSE
September 2018
$7,500,000
Sole Placement Agent
Registered Direct Offering
OTC MKT: CNBX
September 2018
$10,925,000
Sole Book-Running Manager
Follow-On Offering
NASDAQ: TTNP
September 2018
$17,250,000
Financial Advisor
Follow-On Offering
NASDAQ: SRTS
September 2018
$10,345,000
Sole Placement Agent
Private Placement
NASDAQ: DRIO
September 2018
$143,750,000
Co-Manager
Convertible Senior Notes
NASDAQ: PRFT
September 2018
$15,000,000
Sole Placement Agent
Private Placement
August 2018
$35,000,000
Lead Placement Agent
Private Placement
August 2018
$12,000,000
Sole Placement Agent
Senior Secured Credit Facility
NASDAQ: NBEV
August 2018
$10,000,000
Sales Agent
At the Market Offering
NASDAQ: COCP
July 2018
$9,200,000
Sole Book-Running Manager
Follow-On Offering
NASDAQ: SNGX
July 2018
$7,000,000
Sole Book-Running Manager
Follow-On Offering
NASDAQ: EARS
July 2018
$17,350,000
Sole Book-Running Manager
Follow-On Offering
NASDAQ: IBIO
June 2018
$43,999,991
Financial Advisor
Follow-On Offering
NASDAQ: KIN
June 2018
$28,743,675
Financial Advisor
Registered Direct Offering
NASDAQ: AQMS
June 2018
$36,000,000
Sole Placement Agent
Registered Direct Offering
OTC MKT: KSHB
June 2018
$16,000,000
Sole Placement Agent
Senior Secured Term Loan
NASDAQ: NXTD
May 2018
$20,700,000
Sole Book-Running Manager
Follow-On Offering
NASDAQ: HTBX
May 2018
$8,427,500
Sole Book-Running Manager
Follow-On Offering
NASDAQ: COCP
May 2018
$40,000,000
Sole Placement Agent
Private Placement
OTC MKT: TRTC
March 2018
$75,040,000
Co-Manager
Follow-On Offering
NYSE MKT: REI
February 2018
Equity Financing
NASDAQ: PHUN
December 2018
Debt Financing
NASDAQ: XGTI
December 2018
Debt Financing
OTC MKT: TRTC
December 2018
Equity Financing
NASDAQ: RTTR
October 2018
Debt Financing
NYSD MKT: DPW
August 2018
Equity Financing
NASDAQ: SFET
August 2018
Equity Financing
NASDAQ: AMRH
July 2018
Debt Financing
NYSD MKT: DPW
May 2018
Debt Financing
NASDAQ: XGTI
May 2018
Equity Financing
NASDAQ: RSLS
April 2018
Equity Financing
NASDAQ: NBEV
April 2018
150,000,000
Follow-On Offering
NASDAQ: HRTX
86,250,000
Follow-On Offering
NASDAQ: CYTR
69,000,000
Follow-On Offering
NASDAQ: STML
63,251,610
Follow-On Offering
NASDAQ: INO
60,500,000
Initial Public Offering
NYSE MKT: OAKS
58,850,000
Follow-On Offering
NASDAQ: STML
51,000,000
Follow-On Offering
NASDAQ: OFS
50,000,000
Follow-On Offering
NASDAQ: TGTX
47,250,168
Follow-On Offering
NASDAQ: SRNE
46,013,800
Follow-On Offering
NASDAQ: CGIX
45,000,000
Follow-On Offering
NASDAQ: STML
40,250,000
Follow-On Offering
NASDAQ: CLBS
37,950,000
Follow-On Offering
NASDAQ: ADHD
37,200,000
Initial Public Offering
NASDAQ: NRX
34,600,625
Follow-On and Uplisting
NASDAQ: SRNE
34,500,000
Initial Public Offering
NASDAQ: REPH
28,980,000
Initial Public Offering
NASDAQ: EVOK
28,778,750
Follow-On Offering
NASDAQ: CYTR
28,769,000
Follow-On Offering
NASDAQ: SRNE
27,000,000
Initial Public Offering
NASDAQ: HTBX
26,450,000
Follow-On and Uplisting
NASDAQ: ADXS
25,875,000
Follow-On Offering
NASDAQ: KIN
25,875,000
Follow-On Offering
NASDAQ: CYTR
25,000,000
Initial Public Offering
NASDAQ: ADHD
23,000,000
Initial Public Offering
NASDAQ: CERE
23,000,000
Follow-On Offering
NASDAQ: RTTR
21,325,050
Follow-On Offering
NASDAQ: TOPS
20,500,000
PIPE
NASDAQ: IPDN
20,400,000
Initial Public Offering
NASDAQ: MTBC
20,020,000
Initial Public Offering
NASDAQ: JAGX
20,000,000
Initial Public Offering
NASDAQ: RTTR
19,000,000
Initial Public Offering
NASDAQ: BIOC
17,250,000
Follow-On and Uplisting
NASDAQ: NBEV
16,050,000
Follow-On Offering
NASDAQ: CGIX
15,000,000
Initial Public Offering
15,000,000
15,000,000
Initial Public Offering
NASDAQ: GBIM
14,076,000
Follow-On Offering
NASDAQ: ADXS
14,000,000
Follow-On Offering and Uplisting
NASDAQ: PTBI
12,500,000
Follow-On and Uplisting
NASDAQ: CLRB
12,000,000
Initial Public Offering
NASDAQ: ALDX
11,500,000
Follow-On Offering and Uplisting
NASDAQ: SMTP
10,600,000
Follow-On and Uplisting
NASDAQ: COYN
10,010,000
Initial Public Offering
NASDAQ: SMLR
10,000,000
Follow-On and Uplisting
NASDAQ: EYEG
10,000,000
Follow-On Offering
NASDAQ: CTSO
9,550,000
Initial Public Offering
NASDAQ: BVXV
9,325,000
Follow-On and Uplisting
NASDAQ: MICT
9,200,000
Follow-On Offering
NASDAQ: TNXP
8,793,750
Follow-On and Uplisting
NASDAQ: MYND
8,500,000
Initial Public Offering
NASDAQ: SGNL
8,150,000
Follow-On Offering
NASDAQ: OPTT
7,000,000
Initial Public Offering
NASDAQ: BOXL
6,800,000
Follow-On and Uplisting
NASDAQ: CTXR
6,000,000
Follow-On and Uplisting
NASDAQ: PRPO
5,400,000
Follow-On and Uplisting
NASDAQ: ESDI
4,280,000
Private Placement
NASDAQ: DRIO
