Note: This message, including attachments, is from A.G.P. / Alliance Global Partners member FINRA/SIPC. This is not a solicitation of any order to buy or sell. The information contained herein is deemed to be reliable but is in no way warranted by us as to accuracy or completeness. Messages are monitored and retained by the Company, but the Company cannot guarantee the security of this message. If you are not the intended recipient of this message, promptly delete this message and notify the sender of the delivery error by return e-mail or calling 800-727-7922. You may not forward, print, copy, distribute, or use the information in this message if you are not the intended recipient.
A.G.P. / Alliance Global Partners is a member of FINRA and SIPC. This document has been prepared for the intended recipient only as an example of strategy consistent with our recommendations; it is not an offer to buy or sell or a solicitation of an offer to buy or sell any security or instrument or to participate in any particular investing strategy. Dividend yields change as stock prices change, and companies may change or cancel dividend payments in the future. All securities involve varying amounts of risk, and their values will fluctuate, and the fluctuation of foreign currency exchange rates will also impact your investment returns. Past performance does not guarantee future returns, investments may increase or decrease in value and you may lose money.
Data from various sources was used in the preparation of this document; the information is believed but in no way warranted to be reliable, accurate and appropriate.
A.G.P. / Alliance Global Partners employees buy and sell shares of the companies that are recommend for their own accounts and for the accounts of other clients.
Investors should carefully consider the information about Euro Pacific Funds, including investment objectives, risks, and charges and expenses, which can be found in the Euro Pacific Funds’ prospectus or summary prospectus. Copies of the prospectus or summary prospectus are available from your registered representative, at the Fund’s website, www.europacificfunds.com, or by calling 1-888-558-5851. You should read the prospectus or summary prospectus carefully before investing or sending funds.
SEC-Required Report on Routing of Customer Orders
A.G.P. / Alliance Global Partners, Inc has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of “non-directed orders” — any order that the customer has not specifically instructed to be routed to a particular venue for execution. For these non-directed orders, A.G.P. / Alliance Global Partners, Inc has selected the execution venue on behalf of its customers.
The report is divided into four sections: one for securities listed on the New York Stock exchange, one for securities listed on The Nasdaq Stock Market, one for securities listed on the American Stock Exchange or regional exchanges, and one for exchange-listed options. For each section, this report identifies the venues most often selected by A.G.P. / Alliance Global Partners, Inc sets forth the percentage of various types of orders routed to the venues, and discusses the material aspects of A.G.P. / Alliance Global Partners, Inc’s relationship with the venues.
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SEC-Required Report on Execution Quality of Executions
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Business Continuity Plan Summary & Disclosure Statement
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