John Calicchio

Chief Operating Officer

John Calicchio has been a securities industry executive for over 20 years. He brings extensive industry knowledge in compliance, sales, and trading from both the buy and sell side. Prior to joining our firm, Mr. Calicchio was Senior Vice-President of Equity Capital Markets at The Seidler Companies and Director/NASDAQ Trading at UBS Securities in Stamford, CT. Prior to that, he was Managing Director-Capital Markets at Roth Capital Partners in Newport Beach, CA. He received his BBA in Political Science from the University of Miami, FL and holds an MBA in Finance from Pepperdine University.

He holds FINRA 6, 7, 24, 55, and 63 licenses.